NEWS & UPDATES

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Stock Market Volatility and the High Yield – Guaranteed Advertisements

Back in 2008 and 2009, stockbrokers and financial advisors were flooded with telephone calls from frightened and panicked customers. Most customers simply wanted to protect their assets and sit on the sidelines during the market upheaval. However, if history has proven anything, it has shown that Wall Street is skilled at spotting sales opportunities. Not surprisingly, during the dark days of 2008-2009, many Wall Street firms pitched “alternative investments” to the market adverse clients.

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Your Broker is Moving Again?

Recently, I was asked to review investment account statements for a number of individual investors who were surprised to learn their broker had unexpectedly left the brokerage firm. Or as they say in the business, the broker was “permitted to resign.”

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